HFK combines deep, sector-specific insight with extensive experience at the intersection of law, policy, and business.

This empowers us to provide the strategic foresight needed to transform regulatory challenges into predictable, compliant, and sustainable market advantages in an increasingly complex and heavily scrutinized global marketplace.

We help clients navigate the intricate web of government compliance and shifting administrative rules essential to their corporate survival and growth.

HFK Law is well positioned to service its clients before federal regulatory bodies, whether the concern is securities, digital assets, or regulatory investigations.

Mike Halloran is the former Counselor to the Chairman and Deputy Chief of Staff of the Securities and Exchange Commission and, as a former General Counsel of Bank of America, has extensive financial institution and securities regulatory experience.

Linda Lerner in New York is a respected authority on regulatory matters related to broker-dealers, investment advisers, finders, electronic trading, FinTech and digital assets.

Bill Green is a former Delaware Deputy Attorney General with nearly a decade of experience in securities enforcement, regulatory investigations, and administrative hearings before regulatory agencies.

Jeff Greilsheimer has represented the Big Four accounting firms in SEC enforcement matters.

Linda, Bill, Mike, Jeff and Tim form our tour-de-force securities law team on structuring securities activities to comply with the law, investigatory and enforcement matters, and working with regulators and legislators to clarify or modify laws and regulations to better address capital formation needs while assuring investor protection.